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Checklist

Checklist - Water, Ice and Marine Operations

Document FSSMS-AUD-P18All stagesRevision 5Version 0.3.3

Topic pages open on your jurisdiction, and requirements tables show its line. You can change this on any page.

1. Scope

This checklist audits Water, Ice and Swiftwater Rescue Program (FSSMS-PRG-18) and the procedures it owns: SWP - Ice Rescue, SWP - Swiftwater Rescue and SWP - Boat Operations. It covers service levels and partners, flotation and water PPE, cold water, shore-based, ice and swiftwater operations, drafting at the water’s edge, the department’s vessels and their operators, the dive program where one exists, training, learning, psychological safety and the accountability loop. It is one of three sub-notes of audit category 14, Technical Rescue: Heights, Confined Space and Water (02 Audit Checklist Master Index), and rolls up with Checklist - Working at Heights and Fall Protection and Checklist - Confined Space, Trench and Rope Rescue.

Fireboat firefighting and shipboard fire response are audited in Checklist - RPAS, Marine and ARFF (Conditional Modules) under Marine Firefighting Program; this checklist audits the rescue, flotation and operator elements that apply to every department vessel, fireboats included. Where diving is not provided, section E is scored on item 29 only and the rest is marked not applicable with the reason.

Sampling follows 01 Audit Program section 8: every vessel; the flotation and suit inventory of three apparatus; ten pre-launch logs; every dive plan from the last 12 months where diving is provided; interviews with the water team lead, a vessel operator and two members; and one observation of a refresher, a drill, a launch or a drafting operation.

2. Criteria

The CFAI column crosswalks each item to the 10th edition performance indicator it answers (CPSE, 2019); the 11th edition will be mapped when it applies.

Source What it requires Items
The applicable occupational diving regulation (J29 Occupational Diving) Scope, including whether and how it reaches emergency services dive teams; supervisor; minimum team and standby diver; medicals; competency; first aid and oxygen; dive plans and briefings; equipment, gauges, cylinders and air; logbooks and records 29 to 34
The applicable OHS rules at the water’s edge (J16 Fall Protection and Rope Access) Fall protection and rope standards for tethers and belays at height; equipment inspection 13, 14, 17
Federal vessel rules (Small Vessel Regulations [CA], 2026, Parts 5, 7, 10 and Schedule; Transport Canada, n.d.-d) Department vessels are non-pleasure vessels: registration and marking; workboat safety equipment; Canadian-approved flotation 6, 19, 20
Federal marine personnel rules (Marine Personnel Regulations [CA], 2026, Part 2, s. 205; Competency of Operators of Pleasure Craft Regulations [CA], 2026; Transport Canada, n.d.-d, Table 4-1) Operator competency by vessel size and voyage class; onboard familiarization; pleasure craft operator card where the table allows it; radio operator certificate for marine VHF 21, 22
NFPA 2500 and NFPA 1006 (NFPA 2500, 2022; NFPA 1006, 2021) Organizational levels for each water discipline; rescuer job performance requirements 1, 2, 35, 36
NFPA 1955 (NFPA 1955, 2025) Surface water and contaminated water protective equipment 6 to 8, 10
NFPA 1910 (NFPA 1910, 2024) Inspection and testing of marine firefighting vessels in service 27
Benchmarks: the firefighter guidance notes (MLITSD, n.d., GN 6-2, GN 6-3), and the written water rescue procedures some jurisdictions require by regulation (00 Jurisdiction Index) Flotation near water; separate training for ice, cold water and swiftwater; written water rescue procedures; review after every operation 5, 11 to 15, 38
Accreditation criteria Technical rescue and marine program deployment objectives and annual appraisals (CPSE, 2019, criteria CC 5G.1, CC 5G.2, CC 5J.1, CC 5J.2); apparatus maintenance and contingency (CPSE, 2019, criteria CC 6D.1, 6D.4, CC 6D.5); safety equipment (CPSE, 2019, criteria CC 6F.1, 6F.4); the safety program (CPSE, 2019, criteria 11A.1 to 11A.3, CC 11A.5, 11A.6 to 11A.10, 11A.12) CFAI column
Psychological safety as a condition of safety (Edmondson, 1999)DOI Members can say no to going in, onto the ice or aboard, and get an answer to a concern, without reprisal 40

3. How to score

  1. Score D, I and E for each item 0 to 3, then derive the item score (01 Audit Program section 5).
  2. Both-required evidence codes (D+I, D+O, O+I) need each type before I can exceed 1.
  3. Weights C3, K2, S1; L items must score at least 2 or the category fails its legislated floor. Federal vessel duties carry L here because they are law wherever the department operates a vessel.
  4. Category score = sum(weight x item score) / sum(weight x 3); the effectiveness index uses E.
  5. Record a finding, owner and due date for every item below 3, and give each finding its grade and priority (01 Audit Program section 6): a major nonconformity is P1 (Imminent) or P2 (Serious) by risk, a minor nonconformity P3 (Moderate), an opportunity for improvement P4 (Improvement). Every finding enters the Corrective Action Register within five working days (a P1 the day it is found), with the due dates its priority sets.

4. Checklist

# Item Stage Wt Evid CFAI Scoring anchors (1 / 2 / 3) D I E Score Finding Owner Due
A. Service levels, partners and readiness
1 A service level is declared for each water discipline (shore-based, boat-based, swiftwater, ice, surf, flood, dive), with partners and dispatch routes for every level not provided S1 K2 D CC 5G.1, CC 5J.1 1: one level for all water / 2: declared per discipline / 3: partner routes tested in the last year
2 Each declaration matches measured capacity, the capability matrix is current, and a seasonal readiness notice goes to every station before ice season and spring melt S1 C3 D+I CC 5G.1 1: declared on paper only / 2: capacity measured / 3: notices issued, and officers confirm the matrix matches their roster
3 A formal, documented annual program appraisal exists for water and ice rescue, and for marine and shipboard response where provided S2 K2 D CC 5G.2, CC 5J.2 1: none / 2: appraisal on file / 3: decisions recorded from it
4 The vessel and diving module switches in 01 Program Profile Worksheet are recorded with reasons, and dispatch data confirm them S1 S1 D - 1: not recorded / 2: recorded / 3: dispatch data checked and consistent
B. Flotation, PPE and cold water
5 The flotation rule is practised: every member within the water’s-edge distance, on ice or aboard wears flotation, at incidents, drafting operations and drills S1 C3 O+I 11A.8 1: in the procedure only / 2: members state it / 3: observed with no exception
6 Flotation devices are Canadian-approved by label, sized, in service condition and inspected monthly; inflatables are serviced annually; the approval status of each swiftwater model is checked S1 C3 L D+O 6F.4 1: unapproved or damaged devices in service / 2: records current / 3: sampled devices pass inspection on the spot
7 Ice rescue, immersion and dry suits are leak tested, zippers and seals inspected, and pressure tested annually where the manufacturer requires, with records S1 K2 D+O 6F.4 1: no records / 2: records current / 3: a sampled suit passes inspection on the spot
8 Water helmets, thermal protection, gloves, knives and lights are issued to team members, and structural turnout gear is kept off members working at the edge S1 K2 O+I CC 6F.1 1: structural gear used at the edge / 2: water PPE issued / 3: observed in use at a drill or incident
9 Cold water response is taught, including cold shock and the short window of useful movement, and rescuers are rotated, rehabilitated and re-warmed at water incidents S1 K2 D+I CC 11A.5 1: not taught / 2: taught / 3: rehab records from water incidents show rotation and re-warming
10 Water PPE and members are decontaminated after contaminated or flood water, and exposures are recorded S1 K2 D 11A.9, 11A.10 1: no practice / 2: procedure exists / 3: exposure records match the flood and contaminated water calls
C. Shore-based, ice and swiftwater operations
11 The progression (talk, reach, throw, row, go) is in every procedure and practised, and a go rescue is made only by a trained, suited, tethered rescuer with a back-up rescuer and a shore team S1 C3 D+O 11A.8 1: in the procedures only / 2: practised in drills / 3: incident records show the progression used
12 Every apparatus that responds near water carries throw bags, a reach pole and flotation, and every operational member logged two throw-bag drills in the year S1 K2 D+O CC 11A.5 1: equipment gaps / 2: equipment complete / 3: drill records at 100 percent
13 The ice procedure is practised: suit, quick-release tether, a shore belay team of at least three, the back-up rescuer suited, one rescuer on the ice, a platform or sled S1 C3 D+O 11A.8 1: in the procedure only / 2: practised at the refresher / 3: observed with no exception
14 The swiftwater procedure is practised: upstream spotter and downstream safety before edge work, no rope across the channel at surface level, no wading above the knee, and the quick release tested under load at the refresher S1 C3 D+O 11A.8 1: in the procedure only / 2: practised at the refresher / 3: observed, with the release test recorded for every team member
15 Ice and swiftwater refreshers are held in the water before each season with attendance recorded by team, and stations that miss them are declared shore-based for the season S1 K2 D CC 11A.5 1: classroom only / 2: in-water refreshers held / 3: attendance complete or declarations adjusted
16 The water rescue size-up card and the ice checklist are completed at incidents, and the recovery decision is recorded with its time S1 K2 D 11A.8 1: not used / 2: used at most / 3: used at every incident in the sample
17 Tethers and belay lines are logged on Form - Rope and Rescue Equipment Log, and quick-release harnesses are inspected S1 K2 D 6F.4 1: not logged / 2: logged / 3: a sampled tether’s log is complete
18 Drafting sites are sized up, and the water-edge rules (flotation, bank check, chocks, spotter) are observed at drafting operations S1 K2 O 11A.8 1: no practice / 2: partly observed / 3: fully observed
D. Boat operations
19 Every vessel is registered and marked as a non-pleasure vessel and listed in the vessel register S1 C3 L D CC 6D.5 1: a vessel unregistered / 2: all registered / 3: register reconciled to the fleet
20 Each vessel carries its workboat safety equipment inventory complete and in date (flotation, lifebuoy, heaving line, reboarding device, bailer, paddles or anchor, sound signal, flashlight, distress signals, extinguisher, first aid kit), checked monthly S1 C3 L D+O CC 6D.1 1: items missing or expired / 2: complete / 3: complete on the day of the audit for every vessel
21 The operator competency matrix shows each operator’s certificates for the vessel and waters, the radio operator certificate where a VHF radio is carried, and an annual proficiency on each vessel S1 C3 L D CC 11A.5 1: certificates missing / 2: matrix complete / 3: copies on file match the matrix
22 Onboard familiarization is recorded for everyone aboard before a first voyage on each vessel and annually S1 K2 L D CC 11A.5 1: none / 2: most / 3: all
23 Each vessel has written go and no-go limits; the operator and the officer decide together; no-go decisions are recorded S1 C3 D+I 11A.8 1: no written limits / 2: limits written / 3: no-go records exist and operators state the limits
24 A pre-launch checklist and log on Form - Vessel Pre-Launch Checklist and Log exists for every launch in a sample of ten, with hard stops honoured S1 C3 D 11A.3 1: under 80 percent / 2: most / 3: all ten complete
25 The kill cord is worn whenever the engine runs, and the propeller is stopped whenever a person is in the water near the vessel S1 C3 O+I 11A.8 1: not practised / 2: stated by operators / 3: observed
26 Person overboard, capsize and engine failure drills are held every season for each crew S1 K2 D+O CC 11A.5 1: none / 2: held / 3: held for every crew and observed
27 Hulls, outboards and trailers are maintained on the manufacturer’s schedule under fleet’s service level, defects are tagged out, a contingency covers a vessel out of service, and fireboats are inspected and tested under the marine firefighting module S1 K2 D CC 6D.1, 6D.4 1: no maintenance records / 2: records current / 3: a defect traced from tag-out to repair
28 Launch and recovery are safe: ramp checked, tow vehicle chocked, nobody between the trailer and the vessel S1 S1 O - 1: unsafe practice seen / 2: mostly safe / 3: observed fully safe
E. Dive program (where provided)
29 Diving is declared provided or not provided; where not provided, the partner dive service and its dispatch route are named S1 C3 L D CC 5G.1 1: undeclared / 2: declared / 3: partner route tested
30 A diving supervisor is designated in writing for every dive and does not dive; the minimum team is met; the standby diver is dressed and checked before the working diver enters; no diver ever dives alone S1 C3 L D+O 11A.12 1: designations missing / 2: complete for the sample / 3: observed at a training dive
31 Every diver has a diving medical within the interval the applicable diving regulation sets (J29 Occupational Diving) and a certificate of fitness, competency to the occupational diving standard the regulation calls up, and first aid and oxygen therapy training S1 C3 L D CC 11A.5 1: a diver lapsed / 2: all current / 3: all current, with renewals scheduled
32 A generic emergency dive plan exists, and every planned and training dive has a site-specific plan and a recorded briefing S1 C3 L D 11A.3 1: no generic plan / 2: plans for most dives / 3: plans and briefings for all
33 Dive equipment is examined daily in use, gauges are tested within the interval, cylinders are requalified, and breathing air tests are on record S1 C3 L D 6F.4 1: gaps / 2: complete / 3: complete, with a defect traced to its repair
34 Diver logbooks and supervisor records are kept for the period the applicable diving regulation sets S1 K2 L D - 1: missing / 2: kept / 3: complete for the sample
F. Training and competency
35 Every operational member holds water and ice awareness (flotation rule, progression, throw bag, cold water, drafting) from recruit training and every three years S1 K2 D CC 11A.5 1: some / 2: all current / 3: members interviewed state the flotation rule and the progression
36 Team members are trained to the job performance requirements for their discipline, with an annual in-water competency and swim test S1 K2 D+O CC 11A.5 1: initial training only / 2: annual check held / 3: observed, with every member current
37 Officers are trained in water incident management, the recovery decision and the vessel go or no-go authority S2 K2 D+I CC 11A.5 1: not trained / 2: trained / 3: officers describe a recovery or no-go decision they made
G. Learning, psychological safety and the loop
38 Every water, ice and vessel response and every dive got an after-action review, and the Tier 2 triggers were applied: unplanned immersion, a tether that would not release, capsize, ejection, person overboard, diver emergency S1 K2 D+I 11A.6, 11A.7 1: reviews missing / 2: reviews held / 3: triggered reviews produced recorded changes
39 Indicators are reported quarterly against a baseline, including unplanned immersions and vessel incidents S2 K2 D 11A.3 1: not reported / 2: reported / 3: a trend led to a decision in the last year
40 Psychological safety. Members say they can refuse to go in, onto the ice or aboard, or call off a launch, and that officers back the call; stop calls and good catches are recorded and above zero; concerns get an answer within 15 days; no reprisal case in the last year S1 K2 D+I 11A.2 1: none recorded / 2: some recorded, answers late / 3: members at a career and a volunteer station describe a call and its answer; no reprisal findings
41 Accountability and closed feedback loop. The program’s loop table names one line owner, doers (water team, vessel masters, dive supervisor, company officers, fleet), verifiers with frequencies, a feedback path including the 15-day answer and the seasonal readiness notice, and a closure rule with escalation on the register’s priority scale; every deficiency is in the register with an owner and due date S1 K2 D+I 11A.1, 11A.2, 11A.3 1: table present, roles blank / 2: complete, and the owner can explain it / 3: the loop test holds on a real event from the last year

Loop test. Walk the program’s loop test (Water, Ice and Swiftwater Rescue Program section 12) with the owner on a real event from the last year. If none exists, use this one: a member reports after a drill that two flotation devices on an engine have faded fabric and one inflatable is past its service date. Both should be removed that day; the item should be in the register within five working days with the water team lead as owner; the member should have an answer within 15 days; and within 30 days every apparatus and vessel should have been checked against the inspection record, with the change notice and the quarterly update showing the closure.

5. Effectiveness questions

Answer from observation or interview only; record the evidence.

  1. Watch the water’s edge. At a refresher, a drill or a drafting operation, watch who is within the water’s-edge distance and when their flotation goes on; at a launch, watch whether the kill cord is fitted before the engine starts and whether each go criterion is read against the written limit. The program is working when flotation goes on before members reach the edge and the limits are read, not recalled.
  2. Ask a vessel operator and a crew member separately: “What are this vessel’s go and no-go limits, and when did you last not launch because of them?” The program is working when both state the same limits, name a real no-go, and the record exists.
  3. Ask three members separately, one of them a volunteer: “Have you said no to going in, onto the ice or aboard, or seen someone do it? What happened? Did a concern you raised about water gear or vessels get an answer?” The program is working when they describe a real call that the officer backed and a concern that was answered.

6. Interview and observation prompts

  1. (Program manager) Show me the declarations by discipline and the dispatch route for each level you do not provide.
  2. (Company officer) Show me the flotation devices on this apparatus, their last inspection, and where the crew puts them on.
  3. (Vessel master or operator) Show me this vessel’s registration, inventory, last pre-launch log and your certificates.
  4. (Ice team member) Walk me through the plan for a rescuer who goes through the ice.
  5. (Swiftwater team member) When did you last pull your quick release under load?
  6. (Dive supervisor, where diving is provided) Show me the last dive plan, the briefing record, the divers’ medical dates and the last air test.
  7. (Pump operator) Show me how you set up at a draft site in winter.
  8. (Fleet services) Show me the outboard service record and what covers a vessel out of service.
  9. (Observe) A pre-launch using the form, including the go or no-go check.
  10. (Observe) A throw-bag drill or an ice or swiftwater refresher.
  11. (Everyone) Who would you tell if you saw someone near the water without flotation tomorrow, and what would happen?
  12. (Everyone) What one thing about water, ice or boat work would you fix first?

Jurisdiction requirements

This chapter relies on the following legal requirements, which differ by province and territory. Check your jurisdiction’s section on each topic page before adopting it.

Topic What to check in your jurisdiction Page
Fall Protection and Rope Access Whether fall protection and rope access rules reach tethers and belays at height at the water’s edge, any relief for emergency services, and the standard for rescue rope, harnesses and hardware and their inspection (items 13, 14, 17) J16 Fall Protection and Rope Access
Occupational Diving Whether the occupational diving regulation applies to public safety dive teams and what relief it gives in an emergency rescue; the supervisor, minimum team and standby diver; the diving medical interval and competency standard; dive plans and briefings; equipment, gauge, cylinder and breathing air rules; and how long logbooks and records are kept (items 29 to 34) J29 Occupational Diving

References

Center for Public Safety Excellence [CPSE]. (2019). Fire and emergency service self-assessment manual (10th ed.). Commission on Fire Accreditation International. https://cpse.org/wp-content/uploads/2019/08/10th-Edition-FESSAM-Strikethrough-Underline-v.4.pdf

Competency of Operators of Pleasure Craft Regulations, SOR/99-53 (Canada; consolidation consulted in 2026, date not recorded). https://laws-lois.justice.gc.ca/eng/regulations/SOR-99-53/

Edmondson, A. C. (1999). Psychological safety and learning behavior in work teams. Administrative Science Quarterly, 44(2), 350–383. doi:10.2307/2666999

Marine Personnel Regulations, SOR/2007-115 (Canada; consolidation consulted in 2026, date not recorded). https://laws-lois.justice.gc.ca/eng/regulations/SOR-2007-115/

National Fire Protection Association. (2021). NFPA 1006, Standard for technical rescue personnel professional qualifications. https://www.nfpa.org/codes-and-standards/nfpa-1006-standard-development/1006

National Fire Protection Association. (2022). NFPA 2500, Standard for operations and training for technical search and rescue incidents and life safety rope and equipment for emergency services (consolidates NFPA 1670, 1858 and 1983). https://www.nfpa.org/codes-and-standards/nfpa-2500-standard-development/2500

National Fire Protection Association. (2024). NFPA 1910, Standard for the inspection, maintenance, refurbishment, testing, and retirement of in-service emergency vehicles and marine firefighting vessels (consolidates NFPA 1071, 1911, 1912 and 1925). https://www.nfpa.org/codes-and-standards/nfpa-1910-standard-development/1910

National Fire Protection Association. (2025). NFPA 1955, Standard on personal protective equipment for surface water operations and contaminated water operations (consolidates NFPA 1952 and 1953). https://www.nfpa.org/codes-and-standards/nfpa-1955-standard-development/1955

Ontario Ministry of Labour, Immigration, Training and Skills Development [MLITSD]. (n.d.). Firefighter guidance notes (Section 21 Advisory Committee; individual notes revised to 2026). https://www.ontario.ca/document/firefighter-guidance-notes

Small Vessel Regulations, SOR/2010-91 (Canada; consolidation consulted in 2026, date not recorded). https://laws-lois.justice.gc.ca/eng/regulations/SOR-2010-91/

Transport Canada. (n.d.-d). Small commercial vessel safety guide (TP 14070). https://tc.canada.ca/en/marine-transportation/publications/tp-14070-small-commercial-vessel-safety-guide-2010

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